-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L77hhdtOhdcDEiw34cM18wsQkzoniKq+//ZRLG3JT0EnMkfjwex5BHlMxHL7M4+o qNotWwIwwJBWjx9pN/hs4g== 0000950133-98-000463.txt : 19980218 0000950133-98-000463.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950133-98-000463 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: DNIC BROKERAGE CO GROUP MEMBERS: WILLIAM L. DE NICOLO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELULAR CORP CENTRAL INDEX KEY: 0000915324 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363885440 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50111 FILM NUMBER: 98540913 BUSINESS ADDRESS: STREET 1: 647 NORTH LAKEVIEW PARKWAY STREET 2: 920 DEERFIELD PKWY CITY: VERNON HILLS STATE: IL ZIP: 60061 BUSINESS PHONE: 8474654500 MAIL ADDRESS: STREET 1: 647 NORTH LAKEVIEW PARKWAY CITY: VERNON HILLS STATE: IL ZIP: 60061 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DNIC BROKERAGE CO CENTRAL INDEX KEY: 0001055467 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363241993 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 20546 N MILWAUKEE AVE STREET 2: BOX 356 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8472510687 MAIL ADDRESS: STREET 1: 20546 N MILWAUKEE AVE STREET 2: BOX 356 CITY: DEERFIELD STATE: IL ZIP: 60015 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO. 3 RE: TELULAR CORP. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* ----------- TELULAR CORPORATION (NAME OF ISSUER) ----------- COMMON STOCK, PAR VALUE $.01 (TITLE OF CLASS OF SECURITIES) ----------- 87970T 10 9 (CUSIP NUMBER) *THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING PERSON'S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH WOULD ALTER THE DISCLOSURES PROVIDED IN A PRIOR COVER PAGE. THE INFORMATION REQUIRED IN THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS OF THE ACT (HOWEVER, SEE NOTES). 2 - --------------------------- ----------------------------- CUSIP NO. 87970T10 13G PAGE 2 of 6 PAGES --- --- - --------------------------- ----------------------------- - -------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON DNIC Brokerage Company - -------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 4,559,841** ----------------------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED 0** BY ----------------------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER EACH 4,559,841** REPORTING ----------------------------------------------------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0** - -------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,559,841** - -------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.9%** - -------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - --------------------------------------------------------------------------------------------------------------------------------
** SEE ITEM 4 OF THIS FILING. *SEE INSTRUCTION BEFORE FILLING OUT! PAGE 2 OF 8 PAGES 3 - -------------------------- ----------------------------- CUSIP NO. 87970T10 13G PAGE 3 of 6 PAGES --- --- - -------------------------- ----------------------------- - -------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William L. De Nicolo - -------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[X] - -------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 43,117** --------------------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED 4,592,841** --------------------------------------------------------------------------------------------------------- BY 7 SOLE DISPOSITIVE POWER EACH 43,117* --------------------------------------------------------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER PERSON 4,592,841** WITH - -------------------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,117** - -------------------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X - -------------------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1%** - -------------------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------------------------------------------------------------------------------------------------------------------------------
** SEE ITEM 4 OF THIS FILING. *SEE INSTRUCTION BEFORE FILLING OUT! PAGE 2 OF 8 PAGES 4 ITEM 1. (a) NAME OF ISSUER: Telular Corporation (the "Company"). (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 647 North Lakeview Parkway Vernon Hills, IL 60061 ITEM 2. (a) - (c) NAME, PRINCIPAL BUSINESS ADDRESS, AND CITIZENSHIP OF PERSONS FILING: DNIC Brokerage Company 20546 North Milwaukee Avenue, Box 356 Deerfield, IL 60015 Citizenship: Illinois William L. De Nicolo Telular Corporation 647 North Lakeview Parkway Vernon Hills, IL 60061 Citizenship: United States (d) TITLE OF CLASS OF SECURITIES: Common Stock, Par Value $.01 Per Share (e) CUSIP NUMBER: 87970T10 ITEM 3. Not Applicable. ITEM 4. OWNERSHIP (a) - (c) The information in items 1 and 5 through 11 on the cover pages (pp. 2-3) on Schedule 13G is hereby incorporated by reference. DNIC Brokerage Company ("DNIC") owns 4,559,841 shares, or approximately 13.9%, of the outstanding shares of Common Stock. DNIC has sole voting and investment power with respect to all shares of Common Stock held by DNIC. PAGE 4 of 6 PAGES 5 William L. De Nicolo directly owns 43,117 shares, or approximately 0.1% of the outstanding shares of Common Stock. Mr. De Nicolo has sole voting and investment power with respect to all shares of Common Stock held by him. Through his ownership of stock of DNIC, Mr. De Nicolo also has an indirect beneficial interest of 68.7% in the shares of Common Stock held by DNIC. As an officer, director and the principal stockholder of DNIC, Mr. De Nicolo may be deemed to share voting and investment power with respect to all shares of Common Stock held by DNIC. On December 16, 1996, Mr. De Nicolo made an irrevocable charitable gift of 33,000 shares of Common Stock to the De Nicolo Family Foundation, Inc. (the "Foundation"). As an officer and director of the Foundation, Mr. De Nicolo may be deemed to share voting and investment power with respect to all shares of Common Stock held by the Foundation. Mr. De Nicolo disclaims beneficial ownership with respect to all but 43,117 shares of Common Stock. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. William De Nicolo, in his capacity as an officer, director, and principal shareholder of DNIC and as an officer and director of the Foundation, may be deemed to share voting and investment power with respect to all shares of Common Stock held by DNIC and the Foundation. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and PAGE 5 of 6 PAGES 6 were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DNIC BROKERAGE COMPANY BY: --------------------------------- --------------------------- NAME: Date TITLE: WILLIAM L. De NICOLO BY: --------------------------------- --------------------------- NAME: Date TITLE: PAGE 6 of 6 PAGES -----END PRIVACY-ENHANCED MESSAGE-----